-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OYew8/J/rf+K7SrEk7Z2zOiqXeUodhPY++bwgZPqKAwJ4Pl+sQlRkzr3lhylERUb txYe2C/d6VA87lZ5Mo5uVA== 0001055927-98-000009.txt : 19980218 0001055927-98-000009.hdr.sgml : 19980218 ACCESSION NUMBER: 0001055927-98-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARROLLTON BANCORP CENTRAL INDEX KEY: 0000859222 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521660951 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53501 FILM NUMBER: 98543007 BUSINESS ADDRESS: STREET 1: 15 CHARLES PLZ STE 200 CITY: BALTIMORE STATE: MD ZIP: 21201-3936 BUSINESS PHONE: 4105364600 MAIL ADDRESS: STREET 1: 15 CHARLES PLAZA, SUITE 200 STREET 2: P O BOX 1391 CITY: BALTIMORE STATE: MD ZIP: 21201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROGERS WILLIAM C JR CENTRAL INDEX KEY: 0000939011 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6 S CALVERT STREET CITY: BALTIMORE STATE: MD ZIP: 21201 BUSINESS PHONE: 4107274456 MAIL ADDRESS: STREET 1: 6 SOUTH CALVERT ST CITY: BALTIMORE STATE: MD ZIP: 21201 SC 13G 1 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Carrollton Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 145282 10 9 (CUSIP Number) CUSIP No. 145282 10 9 Schedule 13G 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION OF ABOVE PERSON William C. Rogers, Jr. ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Not Applicable (Filing being made pursuant to 1934 Act Rule 13d-1(c) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 21,076 6 SHARED VOTING POWER 120,354 7 SOLE DISPOSITIVE POWER 21,076 8 SHARED DISPOSITIVE POWER 120,354 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 141,430 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES Excludes shares owned by wife in which reporting person claims no beneficial interest. 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.21% 12 TYPE OF REPORTING PERSON IN Item 1. (a) Name of Issuer: Carrollton Bancorp (b) Address of Issuer's Principal Executive Offices: 15 Charles Plaza, Suite 200 Baltimore, Maryland 21201 Item 2. (a) Name of Person Filing: William C. Rogers, Jr. (b) Address of Principal Business Office, if none, Residence: 6 South Calvert Street Baltimore, Maryland 21202 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (f) CUSIP Number: 145252 10 9 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act. (b) Bank as defined in Section 3(a)(6) of the Act. (c) Insurance Company as defined in Section 3(a)(19) of the Act. (d) Insurance Company registered under Section 8 of the Investment Company Act. (e) Investment Adviser registered under Section 203 of the Investment Advisors Act of 1940. (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1976 or Endowment Fund; see 240.13d-1(b)(1)(ii)(F). (g) Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G). (Note: See Item 7.) (h) Group, in accordance with 240.13d-1(b)(1)(ii)(H). Not Applicable; Filing is made pursuant to 1934 Act Rule 13d-1(c). Item 4. (a) Amount Beneficially Owned: See Inside Front Cover Row 9.* (b) Percent of Class: See Inside Front Cover Row 11. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See Inside Front Cover Row 5. (ii) shared power to vote or to direct the vote: See Inside Front Cover Row 6. (iii)sole power to dispose or to direct the disposition of: See Inside Front Cover Row 7. (iv) shared power to dispose or to direct the disposition of: See Inside Front Cover Row 8. * Includes: (a) 34,768 shares owned by corporations of which the Reporting Person is a principal stockholder; Reporting Person expressly disclaims beneficial ownership of all of such shares; (b) 61,238 shares owned jointly as tenants by the entirety with Reporting Person's wife. (c) 22,320 shares owned by trusts of which Reporting Person is one of three trustees; Reporting Person expressly disclaims beneficial ownership of all of such shares; (d) 20,466 shares owned by trust of which Reporting Person is sole trustee; Reporting Person expressly disclaims beneficial ownership of all of such shares. Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 17, 1998 Date /s/ William C. Rogers, Jr. Signature William C. Rogers, Jr. Name -----END PRIVACY-ENHANCED MESSAGE-----